Domus H

Regulatory Senior Officer (BB-4BFA7)

Found in: Neuvoo Premium HK



  • You will be part of the APAC Regulatory Services team, reporting to Manager based in Singapore;
  • Serve as direct contact points to various internal and external stakeholders;
  • Assisting the Manager with managing of the regional support team;
  • Keeping abreast of changes to regulatory requirements for AML/CFT (in particular HKSFC and CIMA), international regulations and communicating changes internally to ensure established policies and procedures to meet updated requirements;
  • Conduct AML assessment, periodic reviews and trigger events review of KYC and CDD information;
  • Ensure compliance risk are identified, mitigated and documented effectively;
  • Supporting the preparation of various regulatory and FATCA/CRS reporting;
  • Participate in remediation, internal/external audits requirements;
  • Providing training and acting as contact point for internal stakeholders to compliance with internal policies and procedures;
  • Provide proactive support and advice to the business and other functions on all issues.


  • You have a University degree in relevant discipline;
  • Minimally 2 years AML experience in in the financial industry (Funds/ Fund Management/ Service providers preferred);
  • Experience with FATCA and CRS will be considered a distinct advantage;
  • You are fluent in English, Cantonese and Mandarin. Any other language is considered as an advantage;
  • Ability to work independently as well as in a team;
  • You are able to multitask and handle key deliverables with challenging deadlines;
  • You have a keen eye for details and willing to execute tasks hands-on;
  • Organised and self-disciplined.

calendar_today5 days ago

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