Description:

Responsibilities

• Manage a portfolio of clients regulated by the SFC and other global regulators
• Provide advice and support to clients on a wide range of regulatory compliance matters
• Update clients on regulatory change
• Act as the main point of contact for a portfolio clients
• Provide ad hoc regulatory advice
• Network and relationship building with industry professionals and industry bodies

Requirements

• Educated to degree level
• Experience in a compliance role, within an SFC regulated firm or a compliance consultancy practice
• Strong understanding of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures
• Understanding of the financial services industry e.g. asset management and broking segments
• Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
• Excellent written and verbal communication skills
• Time management skills and ability to work within deadlines