Swan Group H

Regulatory Consultant (BB-84A27)

Found in: Neuvoo Premium HK



  • Manage a portfolio of clients regulated by the SFC and other global regulators
  • Provide advice and support to clients on a wide range of regulatory compliance matters
  • Update clients on regulatory change
  • Act as the main point of contact for a portfolio clients
  • Provide ad hoc regulatory advice
  • Network and relationship building with industry professionals and industry bodies


  • Educated to degree level
  • Experience in a compliance role, within an SFC regulated firm or a compliance consultancy practice
  • Strong understanding of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures
  • Understanding of the financial services industry e.g. asset management and broking segments
  • Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
  • Excellent written and verbal communication skills
  • Time management skills and ability to work within deadlines

calendar_today8 hours ago

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location_onHong Kong

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