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AML Team Lead/Senior Associate, Global Capital Markets (BB-241A6)

Found in: Neuvoo HK

Description:

  • AML Team Lead as First Line of Defense 
  • North Asia Institutional & Capital Mkts Coverage
  • AML/EDD Advisory, Transaction/Sanction monitoring

Our Client

North American listed banking financial services group with net income of over USD 4.5billion+for 2018 and offering comprehensive Private Banking, Asset Management and Capital Market to search for AML Team Lead/Senior Associate, Global Capital Market. 

Job Duties

  • Report to the Regional Head of AML Risk Controller and act as the team lead to over sight AML risk control function by supervising a small team
  • Provide AML advisory/Compliance Monitoring of capital market business activities by proactively working with institutional sales traders, operations and compliance department 
  • Assume 1st line of defence to ensure the fulfilment of HKMA/SFC regulatory requirements and corporate governance
  • Conduct gap analysis/procedural review to cater for the continuous changes of regulatory requirements/new business initiatives
  • Promote compliance culture by providing training to the business 
  • Experienced candidate will be given team lead function to oversight the AML risk control function for HK/North Asia Branch

Requirements

  • Degree or above in Business or Law related disciplined
  • CAMS designation is a definite advantage 
  • At least 5 years of relevant experience in AML, operational risk or regulatory and business compliance earned from int’l global market/i-banks 
  • Solid knowledge of applicable AML regulatory requirements 
  • Good understanding of institutional business is highly critical 
  • Proactive working attitude and strong sense of responsibilities 
  • Excellent communication and interpersonal skills
  • Fluent written and verbal command in English and Chinese (Cantonese and Mandarin)
  • Regional MTB Office Processing hub
Job Duties
  • Responsible for regional trade processing/settlement in a timely manner
  • Check confirmation to ensure smooth trade lifecycle
  • Initiate investigation on trade operations related issues by liaising with internal stakeholders across Front Office, Risk, Trade Control Operations and Finance departments
  • Market data management including pricing data validation of various global markets financial instruments/products with data vendors
  • Ensure the data quality from data source providers such as Reuters, Bloomberg prior to circulating to front offices sales traders, risk, operations, accounting and IT departments
  • Facilitate internal set up for new products, market data collection process improvement, or data distribution and control related initiatives etc
  • Regional Treasury operations, payment, settlement & control
  • Excellent job security and bank benefits
Job Duties
  • Ensure the timely transaction processing, settlement, deal booking & payments for counterparts and clients across the Greater China/Asia Pacific region
  • Provide quality service and tackle any operational enquiries from counterparties, middle to front offices
  • Identify and tackle trade discrepancies and ensure compliance with local regulations & corporate governance
  • Regional Portfolio Credit & Collateral Risk Mgmt
  • Diversified Global Markets Products
Job Duties

Reporting to the Global Head of Credit Risk Management, the jobholder will be accountable for providing-

  • All-rounded portfolio risk management, liquidity and collateral risk monitoring
  • Advisory to front office sales/relationship managers to credit structurers/advisors on portfolio/collateral risk mgmt
  • Regional FX/MM operations, settlement & Control 
  • Excellent job security and bank benefits
Job Duties
  • Ensure the timely transaction processing, settlement, deal booking & payments for counterparts and clients across the Greater China/Asia Pacific region
  • Provide quality service and tackle any operational enquiries from counterparties, middle to front offices 
  • Identify discrepancies and ensure compliance with local regulations & corporate governance
  • calendar_today1 day ago

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