Description:

Responsibilities : 

• Lead and supervise the Operations & Settlement team to carry out the daily operations functions including business functions from operations perspective including Equities, Fixed Income, Futures/options. OTC derivatives, Commodities, etc.
• Design and implement business strategies, plan and procedures
• Ensure procedures comply with regulatory ( SFC ) requirements
• Manage and monitor operations team's daily operations, including payment, settlement, data setup, confirmation, corporate actions, IPO and placement etc.
• Participate in expansion activities ( Investments, acquisitions corporate alliances etc. )
• Manage relationships with partners/vendors

Requirements :

• Degree holder in finance, Business Administration or related degree
• Over 10 years of operations experience including minimum 6 years at the managerial level from well-established securities firm/Investment banks
• Good Product knowledge on Equities, Fixed Income, Futures and options, OTC Derivatives, OTC Commodities
• Familiar with SFC regulatory requirements and compliance