Jennings H

Compliance Director - Hedge Fund (BB-4DA10)

Found in: Neuvoo Premium HK


Our client is a Hong Kong based Hedge Fund manager with $9 billion USD AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking to bring on a senior compliance director.

Job Responsibilities

  • Manage all regulatory compliance functions of the firm, and maintain relationships with SFC and relevant industry associations
  • Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements
  • Provide advice to investment team to ensure compliance with the relevant rules / regulations
  • Keep abreast of regulatory changes, and provide timely advice / appropriate actions to management,
  • Conduct regular review on compliance & risk framework, policies and procedures, and provide recommendations for required actions
  • Handle ad hoc projects when required

Job Requirements

  • University graduate or equivalent degree preferred, ideally in business, accounting or law
  • Minimum 15 years of relevant work experience in the financial services industry in Compliance within foreign investment banks
  • Sound working knowledge of equity and OTC Derivatives
  • In-depth knowledge of HK regulatory (SFC) and SEC
  • Fluent in Chinese and English

calendar_today2 days ago

Similar jobs

location_onHong Kong

work Jennings

I expressly authorise the Terms and Conditions