Core Securities Company Limited H

HK Qualified Legal Counsel (Capital Market/Banking/Trust) (BB-C9101)

Found in: Neuvoo Premium HK



  • Look after legal and compliance aspects of the Group’s business, covering capital markets, banking and/or trust businesses, and deal with legal issues in connection therewith
  • Draft, review, revise and negotiate on legal documents
  • Ensure the business practices and transactions are within the framework of the law at all times
  • Communicate with and handle questions from regulators which are relevant to the Group’s businesses
  • Respond to complaints on and investigate alleged violations of rules, policies and procedures by evaluating or recommending sensible solutions
  • Develop and oversee standard of conduct in daily operations
  • Provide advisory service to management on business-related issues and recommend sensible solutions to issues and problems
  • Assist in maintaining and updating policies and procedures 
  • Keep abreast of legislative changes and update legal documents in light of the legislative changes
  • Liaise with external counsels to manage access to specialized legal services
  • Handle various company secretarial matters and supervise external secretarial companies 
  • Legal documentation filing, registration and record keeping


  • A qualified HK solicitor with 5 to 8 years practical experience in the financial services industry and/or capital market industry
  • Degree holder of LLB, LLM or JD
  • Excellent analytical skills, with the ability to understand complex issues
  • Ability to give practical, well-reasoned and well-researched written legal advice
  • Excellent command of both spoken and written Chinese and English
  • Proven legal counseling experience in a business environment
  • Overall broad legal knowledge (corporate, capital market, banking, litigations, labor law, etc.)
  • Ability to independently develop legal strategies and objectives, and work independently with minimal supervision
  • Ability to lead and coordinate projects 
  • High degree of professional ethics and integrity
  • First class interpersonal and communication skills
  • Ability to anticipate legal issues or risks and to “see around the corner”
  • Working Location : Central

calendar_today8 hours ago

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