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Section Head, General Compliance, Banking (100k) (BB-CC34D)

Found in: Neuvoo Premium HK

Description:

Responsibilities:

  • Report to Head of Legal & Compliance Department
  • Oversee sub-teams in General Compliance Section
  • Provide general compliance assessment, planning, advisory and training to both the Management & business units
  • Report compliance risk & mitigation measures to Senior Management
  • Review and approve investment product due diligence & risk rating with authority

Requirements:

  • University degree
  • 10+ years of managerial experience in general compliance in banks/ financial institutions/ regulatory bodies
  • All-rounded general compliance experience, including investment product compliance
  • Big 4 background/ CPA/ CAMS preferred
  • Proficient in spoken and written English & Chinese (Cantonese & Mandarin)

Please email your full CV in MS Word format quoting the job reference number N211180 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.

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