Manager/Assistant Manager, Distribution Compliance (BB-7A752)

Found in: Neuvoo Bulk HK


Job Description

The Opportunity   

The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in the value of empowering  Manager/Assistant Manager, Distribution Compliance  with the resources to solve critical problems for the future of our business, which is why we need you.

Reporting to the Head of Distribution Compliance, you will be responsible for providing compliance advice and oversight to matters relating to Distribution Operations (“DO”).

What motivates you?   

  • You obsess about customers, listen, engage and act for their benefit
  • You think big, with curiosity to discover ways to use your agile mindset and enable business outcomes
  • You thrive in teams, and enjoy getting things done together 
  • You take ownership and build solutions, focusing on what matters
  • You do what is right, work with integrity and speak up 
  • You share your humanity, helping us build a diverse and inclusive work environment for everyone
  • We are looking for someone with:

  • Degree in Law, Finance or Business-related disciplines.
  • Minimum 5 years of experience working in compliance field in insurance, pension industry or financial services sector.
  • Sound knowledge of insurance regulatory requirements is a must.
  • Excellent analytical skills.
  • Excellent interpersonal skills to communicate with business units, distribution partners, and regulators.
  • Able to work independently and meet tight deadlines.
  • A willing team player.
  • Proactive and attentive to details.
  • Able to work in an evolving environment.
  • Good communication skills in both written and spoken English and Chinese.
  • On the job you will:

  • Identify new regulatory changes affecting distribution operation, advise on relevant impact and drive DO to implement relevant compliance requirements.
  • Provide solid and practical compliance advice and support on DO's business initiatives.
  • Conduct compliance monitoring on distributors’ conduct and on DO’s controls.
  • Perform initial and on-going due diligence on distribution partners according to company’s framework.
  • Drive and/or review distributor related communications (e.g. distributor-facing social media posts) and compliance training materials.
  • Act as Distribution Compliance’s AML/Privacy/UEMO lead to take charge of DO related matters and reporting.
  • Lead various compliance reporting relating to DO.
  • Act as Distribution Compliance’s Contingency Plan lead.
  • Our commitment to you   

  • Our mission; to be a part of making Decisions Easier and Lives Better 
  • A leadership team dedicated to your growth and success
  • A bold ambition and set of goals to be a leader in driving transformation in our industry
  • Our best. Every day.
  • calendar_today1 day ago

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