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Regulatory Compliance (Virtual Bank) (BB-3CE88)

Found in: Neuvoo Premium HK

Description:

Responsibilities

  • To assist the Head of Regulatory Compliance in managing all regulatory compliance issues
  • To handle and advise business and support units to establish appropriate policies, manuals and procedures for their operations
  • To Set up the compliance review program to perform sufficient assurance reviews and detect any regulatory compliance risks
  • To handle and advise on regular submissions or ad-hoc surveys, regulatory information request or enquires, and liaise with regulators and coordinate appropriate responses to their queries

Requirements

  • At least 5 years of experience in compliance, preferably holding Retail banking experience or Business banking
  • Willing to work independently and work in ambiguity and fast-changing environment
  • Able to communicate well with all levels of staf
  • Verbal and written English and Chinese are essential

For interested parties, please feel free to contact Eva Tai at etai@executiveaccess.com for a confidential conversation. 

calendar_today4 days ago

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