Legal & Compliance Manager | 5- 8 years | Insurance | Hong Kong (BB-7A9AC)

Found in: Neuvoo Bulk HK


Legal & Compliance Manager | 5- 8 years | Insurance | Hong Kong

Job Title

Legal & Compliance Manager | 5- 8 years | Insurance | Hong Kong

Our client is a well-known Chinese based asset management institution and is hiring for a Legal & Compliance Manager with minimum 5 years of experience.


  • Minimum 5 years of working experience in legal & compliance sector ( primaily in legal) 
  • At least 3 years of compliance experiences of buy side business (Investment advice and asset management)
  • Good understanding of Daily/Routine jobs as a compliance manager, SFC licensing requirements, SFC rules and regulations to the buy side business (investment advice and asset management)
  • Better have experiences in dealing with SFC inquires and inspections
  • Have good understanding of fund structure, both segregated portfolios /accounts, private funds/authorised funds, their operates, legal and regulatory requirements
  • Have good understanding of 1st and secondary market investments, funds/portfolio investment/trading monitoring/surveillance;
  • Familiar with trading system compliance and risk rules set up, monitoring and approving process
  • Legal document review and drafting 
  • Company secretarial working experience a plus
  • Good command of written and spoken English & Chinese
  • Immediately available is a plus

Value added skills and experiences:

 - Legal background, Academic qualification and Law firm working experiences 

 - Some experiences or understanding in private equity investment, deal structures, terms and conditions, reps and warrants, CPs and default liabilities

 - Can independently draft legal documents, negotiates with counterparty in legal terms in a transaction a plus


  • A competitive compensation package and benefits will be provided ( depends on experience)
  • Basic salary & Bonus
  • Medical Insurance

Banking & Finance
Capital Markets
Compliance and Regulatory
Corporate Secretariat

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