Found in: Neuvoo HK


Vice President, Audit, Asia Pacific (Private Banking)

  • Conducts risk-based audits and continuous monitoring activities of the Bank entities in the region.
  • Identifies and assesses potential risks to the business.
  • Reviews the adequacy of controls established to ensure compliance with the Group Guidelines, Bank General Directives, and other bank policies, plans, local procedures, and business objectives.
  • Assesses the reliability and security of financial and management information and the systems and operations that produce this information; means of safeguarding assets.
  • Reviews established procedures and systems and proposing improvements.
  • Assists and advises management on the prevention of fraud and defalcation, unethical practices, code of conduct, insider dealing.
  • Appraises the use of resources with regard to economy, efficiency and effectiveness.
  • Audits the following: KYC due diligence including money laundering controls; services and operations, equities trading platforms, hedge funds, structured products, credit and lending, regulatory compliance, sophisticated financial products.
  • Aids in the preparation of reports (including annual risk assessment and development of the annual audit plan) to various levels of management and the Asia Audit and Risk Committee.
  • Coordinates activities with the external auditors to facilitate effective communication, avoid duplication or timing conflicts, and achieve optimal cost effectiveness.
  • Provides on-going support to the audits of other Asia Region.


  • 8 to 10 years of experience in auditing with private banking or asset management background, and with emphasis in regulatory & compliance requirements
  • CIA, CPA or CFE preferred
  • Experience in performing financial and operational audits using a risk-based audit approach
  • Strong knowledge of accounting, banking, operations, HKMA banking regulations
  • Ability to identify and recommend best practices
  • Excellent communication and report writing


Interested parties please send your detail resume in MS WORD format with current and expected salary through APPLY FOR THIS JOB .

All data collected will be used for recruitment purpose only & will be used strictly confidential.
Only shortlisted candidates will be notified.

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