Description:

compliance officer, private wealth management in Hong Kong

about the company.

Our client is an international financial service in Hong Kong.

• Carry out compliance reviews, risk monitoring reviews and internal control reviews to ensure that the company complies with the governing authorities’ rules and regulations
• Review compliance documentation and liaise with regulatory authorities a
• Monitor wealth management regulatory developments
• Provide compliance training and promote compliance awareness
• Handle the Regulatory Compliance works

• 3-5 years relevant working experience in compliance field.
• Sound knowledge in Investment Products in wealth management
• Independent, good communication and interpersonal skills
• Ability to read and write chinese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

qualification

responsibilities

Compliance Officer, Private Wealth Management

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