Hong Kong H

Compliance Director (BB-BC364)

Found in: Neuvoo Premium HK


Our client is a leading financial institution. They are now looking for a Compliance Director to join their Hong Kong office.


  • Guide the compliance team regarding SFC regulated Type 1 licensed business
  • Prepare and sustain policies, manuals and procedures to guarantee the company satisfies all related legal and regulatory functions
  • Manage diurnal operations of the business
  • Assist senior management regarding ad hoc tasks, satisfying business, regulatory and strategic objectives


  • Degree Holder in Business, Accounting or Legal
  • At least 6 years of relevant experience
  • Attained Professional Qualifications e.g. CPA, PCLL
  • Well-acquainted with SFO, FATCA, AML and related regulatory specifications
  • Excellent analytical, planning and negotiation skills
  • Fluent in written and spoken English, Chinese and Mandarin

To apply please click on the "Apply" button or contact Steven Sin at or on 2919 6122 quoting the job title or ref no. 71901 for a confidential discussion. Your interest will be treated in strict confidence.

calendar_today22 hours ago

Similar jobs

location_onHong Kong

work Hong Kong

I expressly authorise the Terms and Conditions