Senior Audit Associate 55k - Hong Kong, 香港 - Morgan McKinley

描述

Responsibilities:

• Conduct comprehensive risk-based internal audits of the bank's operations, processes, and systems in accordance with established audit plans and methodologies.
• Evaluate the effectiveness of the bank's internal control framework, including the design and implementation of controls, and assess their adequacy in mitigating risks.
• Identify and assess potential areas of risk, including operational, financial, and compliance risks, and develop appropriate audit procedures to address these risks.
• Execute audit procedures, including conducting interviews, reviewing documentation, analyzing data, and performing testing to evaluate the bank's compliance with policies, procedures, and regulatory requirements.
• Analyze audit findings, identify root causes, and prepare comprehensive audit reports detailing observations, recommendations, and action plans.
• Collaborate with management and business units to develop and implement corrective actions to address identified deficiencies and enhance control environment.
• Monitor the timely completion of agreed-upon actions and ensure adequate follow-up to address outstanding audit issues.
• Stay abreast of regulatory developments, industry trends, and best practices in internal auditing to enhance the effectiveness and efficiency of audit processes.
• Provide guidance and support to junior audit team members, including reviewing their work, providing feedback, and facilitating their professional development.
• Foster effective relationships with key stakeholders, including senior management, business unit leaders, and regulators, to promote a collaborative and supportive audit environment.

Qualifications:

• Bachelor's degree in finance, accounting, business administration, or a related field. A relevant professional certification such as CIA (Certified Internal Auditor), ACCA (Association of Chartered Certified Accountants), or CPA (Certified Public Accountant) is highly desirable.
• Minimum of 5 years of experience in internal auditing, preferably within the banking or financial services industry. Experience in auditing corporate banking functions will be an advantage.
• Strong knowledge of internal auditing standards, practices, and methodologies, including risk assessment, control evaluation, and testing techniques.
• Sound understanding of banking operations, products, and regulatory requirements applicable to corporate banking.
• Proficient in using audit management tools, data analytics software, and Microsoft Office suite.
• Excellent analytical and problem-solving skills, with the ability to identify and assess risks, and develop appropriate audit procedures and recommendations.