香港 的 beBeeCompliance 职位

Job Overview · The ideal candidate will be responsible for reviewing operating procedures to ensure compliance with internal guidelines and relevant regulations, making constructive suggestions to enhance operational workflow and reduce operational risks. · Responsibilities · Rev ...

Role Summary: · Your key responsibility in this position will be to oversee suspicious transaction monitoring investigations and ensure compliance with regulatory requirements. · ...

Senior AML Compliance Specialist · This role involves reviewing daily name screening alerts and ensuring adherence to anti-money laundering regulations. · Name Screening Alerts: Review and analyze daily alerts to identify potential risks. · Risk Escalation: Collaborate with compl ...

Job Overview · The Regulatory Compliance Officer role is responsible for ensuring adherence to regulatory requirements, maintaining a robust compliance framework, and promoting a culture of compliance within the organization. This position plays a critical role in mitigating risk ...

Job Opportunity: Associate Director of KYC Compliance · This role involves leading a local team and coordinating with the Head of KYC Operations to ensure that clients are compliant with relevant regulations. · Key Areas of Responsibilities: · <ol start= ...

Job Opportunity: Leadership and Operations Expert · About the Role: · Oversee daily transactions, ensuring efficient service provision and support. · AUTHORIZE TRANSACTIONS AS NEEDED, RECTIFYING ERRORS PROMPTLY. · Conduct anti-money laundering reviews of payments to mitigate risk ...

Job Title: KYC Compliance Specialist · About the Role: · We are seeking a highly skilled Associate to join our team in supporting key areas of responsibilities in ensuring compliance with customer due diligence requirements. · Main Responsibilities: · Periodic review and other re ...

The role of a regulatory compliance specialist involves ensuring that an organization operates within the boundaries of relevant laws and regulations. In this capacity, you will be responsible for reviewing marketing materials to ensure they are compliant with regulatory requirem ...

Job Description: · Maintain accurate records and ensure the integrity of customer onboarding processes. · Critical roles include CRS/FATCA Record Verification & Creation, facilitating cross-border account openings, Manual Document Check on e-IDV and assisting User Acceptance Test ...

Assistant Manager · This role offers compliance oversight to an institutional equities business and derivatives department. · Update procedures in light of regulatory amendments. · Assist with regulatory inquiries and manage relationships with authorities. · Conduct SMARTS monito ...

Your new career as a Global Market Compliance Associate offers the opportunity to ensure adherence to regulatory standards and foster a culture of compliance across global operations. · Key Responsibilities: · Monitor and analyze regulatory changes impacting global markets · Assi ...

The role of Compliance Director is critical in ensuring the organization adheres to regulatory requirements. · This includes overseeing all compliance matters related to regulated activities under the Securities and Futures Ordinance. Drafting, preparing, or coordinating complian ...

Business Development Opportunity · You will have the opportunity to work closely with experienced private bankers on new or existing accounts, maintaining relationships and fostering growth. · Maintain systems and controls to ensure compliance with rules and regulations by: · ...

Regulatory Compliance Officer Job Description: · The Listing Regulation and Enforcement team plays a pivotal role in maintaining market integrity by ensuring listed companies adhere to the Exchange's guidelines. They oversee disclosures, investigate irregularities, and enforce ne ...

Job Title: Associate KYC Client Onboarding Specialist · We are seeking a highly skilled and detail-oriented professional to join our client onboarding team in Hong Kong. The ideal candidate will have a solid background in compliance and due diligence within the banking or financi ...

Key Compliance Officer Role · Your new company is a rapidly growing insurance firm that's reshaping the industry with innovative solutions and a strong commitment to customer care. With expansion underway and exciting opportunities ahead, this is the perfect time to become part o ...

Job Description: · This role is responsible for ensuring that the organization complies with applicable laws, rules and regulations. · The Compliance Officer will work under our Central Compliance team and participate in the areas of licensing, SFC regulatory inquiries such as s1 ...

Job Title: · Senior Legal and Compliance Manager · Description: · This role is a senior leadership position responsible for leading a department independently and managing a team. As the Senior Legal and Compliance Manager, you will provide strategic advice on legal and regulator ...

Compliance Review and Monitoring Specialist · Safeguarding our operations is critical to ensuring regulatory requirements are met and internal policies are upheld. · Key Responsibilities: · To excel in this role, you will need excellent analytical skills, a strong attention to de ...

Job Opportunity: Compliance Review Specialist · Role Description: · This is a critical role in ensuring our business adheres to regulatory requirements, internal policies, and industry best practices. The successful candidate will conduct reviews, monitor activities, and test con ...