Ashford Benjamin Ltd在香港中
在香港市的Ashford Benjamin Ltd公司有10个职位
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Design and deliver compliance assurance, monitoring and testing reviews across APAC region · Participate in compliance control program including KRI, KPI, RCSA, etc · Provide guideline and governance of assurance activities, coordinate and facilitate on-going ...
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Responsible for Hong Kong Regulatory Compliance matters · Act as regulatory advisor to securities, wealth management and asset management business and control function · Monitor relevant regulatory changes and development · Implement related policies and proce ...
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures · Liaise with regulators on handling licensing, inquiries and inspections · Provide guidance, advice and training · Execute compliance mo ...
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Ashford Benjamin Ltd Hong Kong, 香港Key Responsibilities · Be accountable for the APAC Markets Compliance program · Provide advice on regulatory interpretation and compliance issues in relation to global markets business · Handle APAC compliance issues, incident, and breaches in conjunction with various internal pa ...
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Ashford Benjamin Ltd Hong Kong, 香港Job Responsibilities: · • Maintain operational risk management policies and ensure all policies and practices are in compliance with regulatory requirements; · • Responsible for firm-wide operational risk control and management in the role of the 2nd line of defence (LoD); · • Pr ...
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Provide regulatory advisor to APAC business and control function · Monitor relevant regulatory changes and development · Implement related policies and procedures · Support new business initiatives and ensure related rules and regulation are identified and fol ...
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Ashford Benjamin Ltd Hong Kong, 香港Job Description · Report directly to management, leading a team being responsible for risk management, maintain the risk framework, monitor and control the risk exposure within company risk appetite · Review and approve risk assessment on consumer credits · Implement the risk me ...
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Responsible for compliance program, policies and procedures · Identify, monitor, and communicate regulatory changes trends and proposals to senior management · Review marketing materials and products, · Liaise with securities regulators and preparing regulato ...
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Implement compliance framework, policies and procedures across all business lines · Conduct regular compliance risk assessments, execute the compliance monitoring plan, data analytic, and the related issues analysis, remediation and reporting to ensure adheren ...
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Ashford Benjamin Ltd Hong Kong, 香港Responsibilities: · Provide risk advice on transactions relates to Electronic and Algo Trading in the APAC region · Responsible for pre and post trade risk controls framework and policy · Oversee risk limits and exposure and conduct reviews on trading tools and methodology · Assi ...